Pezard L, Nandrino J L
Laboratoire de Neurosciences Comportementales, Université René Descartes (Paris 5), 45, rue des Saints-Pères, 75006 Paris.
Encephale. 2001 May-Jun;27(3):260-8.
For the last thirty years, progress in the field of physics, known as "Chaos theory"--or more precisely: non-linear dynamical systems theory--has increased our understanding of complex systems dynamics. This framework's formalism is general enough to be applied in other domains, such as biology or psychology, where complex systems are the rule rather than the exception. Our goal is to show here that this framework can become a valuable tool in scientific fields such as neuroscience and psychiatry where objects possess natural time dependency (i.e. dynamical properties) and non-linear characteristics. The application of non-linear dynamics concepts on these topics is more precise than a loose metaphor and can throw a new light on mental functioning and dysfunctioning. A class of neural networks (recurrent neural networks) constitutes an example of the implementation of the dynamical system concept and provides models of cognitive processes (15). The state of activity of the network is represented in its state space and the time evolution of this state is a trajectory in this space. After a period of time those networks settle on an equilibrium (a kind of attractor). The strength of connections between neurons define the number and relations between those attractors. The attractors of the network are usually interpreted as "mental representations". When an initial condition is imposed to the network, the evolution towards an attractor is considered as a model of information processing (27). This information processing is not defined in a symbolic manner but is a result of the interaction between distributed elements. Several properties of dynamical models can be used to define a way where the symbolic properties emerge from physical and dynamical properties (28) and thus they can be candidates for the definition of the emergence of mental properties on the basis of neuronal dynamics (42). Nevertheless, mental properties can also be considered as the result of an underlying dynamics without explicit mention of the neuronal one (47). In that case, dynamical tools can be used to elucidate the Freudian psychodynamics (34, 35). Recurrent neuronal networks have been used to propose interpretation of several mental dysfunctions (12). For example in the case of schizophrenia, it has been proposed that troubles in the cortical pruning during development (13) may cause a decrease in neural network storage ability and lead to the creation of spurious attractors. Those attractors do not correspond to stored memories and attract a large amount of initial conditions: they were thus associated to reality distorsion observed in schizophrenia (14). Nevertheless, the behavior of these models are too simple to be directly compared with real physiological data. In fact, equilibrium attractors are hardly met in biological dynamics. More complex behaviors (such as oscillations or chaos) should thus to be taken into account. The study of chaotic behavior have lead to the development of numerical methods devoted to the analysis of complex time series (17). These methods may be used to characterise the dynamical processes at the time-scales of both the cerebral dynamics and the clinical symptoms variations. The application of these methods to physiological signals have shown that complex behaviors are related to healthy states whereas simple dynamics are related to pathology (8). These studies have thus confirmed the notion of "dynamical disease" (20, 21) which denotes pathological conditions characterised by changes in physiological rhythms. Depression has been studied within this framework (25, 32) in order to define possible changes in brain electrical rhythms related to this trouble and its evolution. It has been shown that controls' brain dynamics is more complex than depressive one and that the recovery of a complex brain activity depends on the number of previous episodes. In the case of the symptoms time evolution, several studies have demonstrated that non-linear dynamical process may be involved in the recurrence of symptoms in troubles such as manic-depressive illness (9) or schizophrenia (51). These observations can contribute to more parcimonious interpretation of the time course of these illnesses than usual theories. In the search of a relationship between brain dynamics and mental troubles, it has been shown in three depressed patients an important correlation between the characteristics of brain dynamics and the intensity of depressive mood (49). This preliminary observation is in accordance with the emergence hypothesis according which changes in neuronal dynamics should be related to changes in mental processes. We reviewed here some theoretical and experimental results related to the use of "physical" dynamical theory in the field of psychopathology. It has been argued that these applications go beyond metaphor and that they are empirically founded. Nevertheless, these studies only constitute first steps on the way of a cautious development and definition of a "dynamical paradigm" in psychopathology. The introduction of concepts from dynamics such as complexity and dynamical changes (i.e. bifurcations) permits a new perspective on function and dysfunction of the mind/brain and the time evolution of symptoms. Moreover, it offers a ground for the hypothesis of the emergence of mental properties on the basis of neuronal dynamics (42). Since this theory can help to throw light on classical problems in psychopathology, we consider that a precise examination of both its theoretical and empirical consequences is requested to define its validity on this topic.
在过去三十年里,物理学领域中被称为“混沌理论”(或者更准确地说:非线性动力系统理论)的进展,增进了我们对复杂系统动力学的理解。这个框架的形式体系具有足够的通用性,能够应用于其他领域,比如生物学或心理学,在这些领域中,复杂系统是常态而非例外。我们在此的目标是表明,这个框架能够成为神经科学和精神病学等科学领域中有价值的工具,在这些领域中,研究对象具有自然的时间依赖性(即动力学特性)和非线性特征。将非线性动力学概念应用于这些主题,比松散的隐喻更为精确,并且能够为心理功能和功能失调带来新的启示。一类神经网络(递归神经网络)构成了动力系统概念实现的一个例子,并提供了认知过程的模型(15)。网络的活动状态在其状态空间中得到表示,并且该状态的时间演化是这个空间中的一条轨迹。一段时间后,这些网络会稳定在一个平衡点(一种吸引子)上。神经元之间连接的强度决定了这些吸引子的数量和相互关系。网络的吸引子通常被解释为“心理表征”。当给网络施加一个初始条件时,向吸引子的演化被视为信息处理的一种模型(27)。这种信息处理不是以符号方式定义的,而是分布式元素之间相互作用的结果。动力模型的几个特性可用于定义一种方式,通过这种方式,符号特性从物理和动力学特性中浮现出来(28),因此它们可以作为基于神经元动力学定义心理特性浮现的候选者(42)。然而,心理特性也可以被视为一种潜在动力学的结果,而无需明确提及神经元动力学(47)。在这种情况下,动力学工具可用于阐明弗洛伊德的心理动力学(34, 35)。递归神经元网络已被用于对几种心理功能障碍提出解释(12)。例如,在精神分裂症的案例中,有人提出发育过程中皮质修剪的问题(13)可能导致神经网络存储能力下降,并导致产生虚假吸引子。那些吸引子并不对应于存储的记忆,并且吸引大量的初始条件:因此它们与精神分裂症中观察到的现实扭曲有关(14)。然而,这些模型的行为过于简单,无法直接与真实的生理数据进行比较。实际上,在生物动力学中很难遇到平衡吸引子。因此,应该考虑更复杂的行为(如振荡或混沌)。对混沌行为的研究导致了致力于分析复杂时间序列的数值方法的发展(17)。这些方法可用于在大脑动力学和临床症状变化的时间尺度上表征动力学过程。将这些方法应用于生理信号表明,复杂行为与健康状态相关,而简单动力学与病理状态相关(8)。这些研究因此证实了“动力性疾病”的概念(20, 21),该概念表示以生理节律变化为特征的病理状况。在这个框架内对抑郁症进行了研究(25, 32),以便确定与这种疾病及其演变相关的脑电节律可能发生的变化。研究表明,对照组的大脑动力学比抑郁症患者的更复杂,并且复杂脑活动的恢复取决于先前发作的次数。在症状的时间演变方面,几项研究表明,非线性动力学过程可能参与了躁郁症(9)或精神分裂症(51)等疾病症状的复发。这些观察结果有助于比通常理论更简洁地解释这些疾病的病程。在寻找大脑动力学与心理问题之间的关系时,在三名抑郁症患者中发现大脑动力学特征与抑郁情绪强度之间存在重要相关性(49)。这一初步观察结果与涌现假说一致,根据该假说,神经元动力学的变化应该与心理过程的变化相关。我们在此回顾了一些与在精神病理学领域使用“物理”动力学理论相关的理论和实验结果。有人认为这些应用超越了隐喻,并且有实证依据。然而,这些研究仅仅是在精神病理学中谨慎发展和定义“动力学范式”道路上的第一步。引入诸如复杂性和动力学变化(即分岔)等动力学概念,为心智/大脑的功能和功能失调以及症状的时间演变提供了一个新的视角。此外,它为基于神经元动力学的心理特性涌现假说提供了依据(42)。由于这个理论有助于阐明精神病理学中的经典问题,我们认为需要对其理论和实证结果进行精确审视,以确定其在这个主题上的有效性。