Animals have evolved an incredible diversity of sensory systems to extract information from the environment. Of these, the chemosensory systems allow them to extract information from their chemical environments, so that behavioral preferences are elicited in response to stimuli that may be aversive or attractive. Animals live in complex environments where an infinite variety of chemical molecules may be encountered. These may be present as single chemicals, or as complex mixtures, where the relative concentrations of individual components differ. The tasks commonly carried out by the olfactory system include detection of odors, estimating their strength, identifying their source, and recognizing a specific odor in the background of another. The olfactory system in mammals is involved in physiological regulation, emotional responses (e.g., anxiety, fear, pleasure), reproductive functions (e.g., sexual and maternal behaviors), and social behaviors (e.g., recognition of members of the same species, family, clan, or outsiders). In insects such as the honeybee, it has been shown that scents modify behaviors associated with mating, foraging, recognition of kin, brood care, swarming, alarm, and defense (Reinhard and Srinivasanand 2009). Figure 1.1 shows a diagram of the olfactory epithelium of a mammal. Olfactory receptor neurons are bipolar, and from the apical side, cilia containing membrane-bound olfactory receptor proteins lie in an aqueous environment (mucus) overlying the epithelium. Odorant molecules need to partition from air into water before they can reach the transduction sites in the epithelium. Soluble odorant binding proteins are secreted into the aqueous mucus layer, and these may have an odorant carrier and preconcentration role. Over the last century, ideas that several classes of olfactory receptors exist, selective to chemical species on the basis of molecular size, shape, and charge, were based on evidence from chemistry (Beets 1978), olfactory psychophysics, and structure-activity relationships of odorants (Boelens 1974), together with the examination of “specific anosmias” in the human population, which all supported the definition of selectivity and specificity of putative olfactory receptors initiated by Amoore (1962a, 1962b, 1967). These were confirmed by developments in olfactory neurobiology and molecular genetics (Buck and Axel 1991; Buck 1997a, 1997b; Chess et al. 1992; Mombaerts et al. 1996a). The ideas that several classes of olfactory receptors exist, selective to chemical species on the basis of molecular size, shape, and charge, also pointed to individual olfactory receptors being rather broad in their selectivity to molecules within certain classes. The important molecular parameters of an odorant determining the olfactory response would include the adsorption and desorption energies of the molecule from air to a receptor interface, partition coefficients, and electron donor-acceptor interactions, depending on the polarizability of the molecule, and its molecular size and shape. The plethora of chemicals that an animal can sense, as well as their combinatorial and temporal variability, has made it difficult to understand how the brain processes the incoming information so that an animal can make sense of its chemical environment. Polak (1973) proposed a multiple profile–multiple receptor site model for vertebrate olfaction anticipating some of the combinatorial coding mechanisms later discovered. The identification of odorant receptor (OR) genes in rodents (Buck and Axel 1991), in (Sengupta et al. 1996), and in (Clyne et al. 1999; Gao and Chess 1999) have given us a fundamental understanding of olfactory coding, especially at the olfactory receptor neuron (ORN) level. Individual ORs are proteins that traverse the cell membrane of the cilia of the olfactory neuron. It appears that there may be hundreds of odorant receptors, but only one (or at most a few) expressed in each olfactory receptor neuron. These families of proteins may be encoded by as many as 1000 different genes in humans. This is a large number and accounts for about 2% of the human genome. In humans, however, most are inactive pseudogenes, and only around 350 code for functional receptors. There are many more functional genes in macrosmatic animals like rats. These receptor proteins are members of a well-known receptor family called the seven-transmembrane domain G-protein-coupled receptors (GPCRs) (see Figure 1.2). The hydrophobic regions (the transmembrane parts) contain maximum sequence homology to other members of the G-protein-linked receptor family. There are some notable features of these olfactory receptors, like the divergence in sequence in the third, fourth, and fifth transmembrane domains, that suggest how a large number of different odorants may be discriminated (Pilpel and Lancet 1999). As crystallographic information on olfactory receptors is lacking, they have been modeled based on their resemblance to rhodopsin. Gelis et al. (2012) has published models of putative binding sites of some human olfactory receptors. On the inner side of the cell membrane, proteins called G-proteins are associated with olfactory receptor. These bind the guanine nucleotides—guanine triphosphate and guanine diphosphate. They are made up of three subunits and are located with the inner surface of the plasma membrane. They are closely associated with the transmembrane receptor protein. When an odorant binds, it is thought that an allosteric change in conformation occurs, in turn causing a conformational change in a subunit of the G-protein Gα—displacing bound guanine triphosphate (GTP) and allowing it to bind GTP. This in turn produces an activated subunit that dissociates from the other subunits and activates another effector molecule, triggering a cascade of events that leads to the opening of an ion channel, and change of electrical potential across the cell membrane. As this electrical potential propagates to the basal side of the cell, it triggers in turn voltage-gated ion channels so that a series of electrical spikes results, which are transmitted to the processing centers in the brain via the axon of the olfactory neuron. Our understanding is that mammalian and insect olfactory systems are combinatorial in nature—instead of activating a single specialized receptor, each chemical stimulus induces a complex pattern of responses across the olfactory receptor array. The investigation of OR expression patterns has made it possible to dissect the major circuits underlying olfaction (Hoare et al. 2011; Imai et al. 2010; Leinwand and Chalasani 2011; Ressler 1994; Ressler et al. 1993; Su et al. 2009; Vassar et al. 1993). The evidence obtained confirmed previous concepts of a common design of mammalian and insect olfactory systems that are discussed by Hildebrand and coworkers (Hildebrand and Shepherd 1997; Hildebrand 2001; Martin et al. 2011). The consequence of the combinatorial design of the olfactory system is that the number of unique odor representations is not limited to the number of different receptor types, but can be estimated as , where corresponds to the number of receptor types available and the number of possible response states that each sensor can assume. This is limited to the available signal-to-noise parameters associated with the working system (Cleland and Linster 2005). Vertebrate or invertebrate life surviving in complex, changing environments requires the use of sophisticated sensory systems to detect, classify, and interpret patterns of input stimulation. Coding mechanisms by which a certain pattern of stimulations may be described are inherent. Such codes may be defined as sets of symbols that can be used to represent patterns of organizations and the sets of rules that govern the selection and use of these symbols. Sensory coding mechanisms in biological systems would appear to project some representation of sensory inputs as a pattern at a high level of the nervous system, the neural activity resulting being then related to the previous experience with regard to this pattern or associated patterns. Fundamental concepts of pattern classification that seem to be common in biological systems would appear to be , whereby the pattern to be classified is compared with a set of templates, one for each class, the closest match determining the classification, and , in which a number of measurements are taken on the input pattern and the resulting data are combined to reach a decision. These systems may involve either a sequential approach whereby information from the evaluation of some features is used to decide which features to evaluate next, or a parallel approach where information about all features is evaluated at the same time with no weight being placed on any particular feature. The remarkable capabilities of the biological chemosensory systems in detection, recognition, and discrimination of complex mixtures of chemicals, together with rapid advances in understanding how these systems operate, have stimulated the imagination and interest of many researchers and commercial organizations for the development of electronic analogs. The dream of emulating biological olfaction using artificial devices was conceptually realized by Persaud and Dodd (1982), who demonstrated that an array of electronic chemical sensors with partial specificity could be used to discriminate between simple and complex odors; i.e., the combinatorial aspects of olfactory receptors could be emulated, and this could achieve remarkable flexibility in terms of the numbers of types of analytes that can be discriminated. This led to a burgeoning of the “electronic nose” field of research, and formation of many commercial enterprises interested in exploiting a wide range of applications, including environmental, food, medical, security, and others. The researchers and companies have produced instruments that combine gas sensor arrays and pattern analysis techniques for the detection, identification, or quantification of volatile compounds. The multivariate response of an array of chemical gas sensors with broad and partially overlapping selectivities can be processed as a pattern or “fingerprint” to discriminate a wide range of odors or volatile compounds using pattern recognition algorithms. The instruments typically consist of a gas sensor array comprising many types of sensing technologies, a sample delivery system, and the appropriate electronics for signal processing, data acquisition, and storage. Processing of data from such systems can be split into four sequential stages: signal preprocessing, dimensionality reduction, prediction, and validation. The numbers of sensors incorporated into the devices are relatively small, and the data handling approaches have been based on traditional chemometric or neural network methods for processing multivariate data. Applications using such chemosensory arrays at present involve issues such as sensor drift, poor sensitivity compared to biological systems, and interference from background odors. With further understanding of biological processes, some of these engineering limitations may be reduced by the adaptation of biologically plausible models for signal processing. This chapter gives an introduction to biological chemoreception, going on to the field of artificial olfaction, and discussing some of the signal processing concepts that may be useful in mimicking biological olfactory systems.
动物已经进化出了令人难以置信的多样感官系统,以便从环境中提取信息。其中,化学感应系统使它们能够从化学环境中提取信息,从而根据可能具有厌恶或吸引力的刺激引发行为偏好。动物生活在复杂的环境中,可能会遇到各种各样的化学分子。这些分子可能以单一化学物质的形式存在,也可能以复杂混合物的形式存在,其中各个成分的相对浓度各不相同。嗅觉系统通常执行的任务包括检测气味、估计其强度、确定其来源以及在其他气味的背景中识别特定气味。哺乳动物的嗅觉系统参与生理调节、情绪反应(如焦虑、恐惧、愉悦)、生殖功能(如性行为和母性行为)以及社会行为(如同种、家族、氏族成员的识别或外来者的识别)。在蜜蜂等昆虫中,已经表明气味会改变与交配、觅食、亲属识别、育雏、蜂群活动、警报和防御相关的行为(Reinhard和Srinivasanand,2009年)。图1.1展示了哺乳动物嗅觉上皮的示意图。嗅觉受体神经元是双极的,从顶端一侧来看,含有膜结合嗅觉受体蛋白的纤毛位于覆盖上皮的水性环境(黏液)中。气味分子在到达上皮中的转导位点之前,需要从空气中分配到水中。可溶性气味结合蛋白被分泌到水性黏液层中,它们可能具有气味载体和预浓缩的作用。在过去的一个世纪里,基于化学证据(Beets,1978年)、嗅觉心理物理学以及气味剂的构效关系(Boelens,1974年),再加上对人类群体中“特异性嗅觉缺失”的研究,人们认为存在几类嗅觉受体,它们基于分子大小、形状和电荷对化学物质具有选择性,所有这些都支持了Amoore(1962a、1962b、1967年)提出的假定嗅觉受体的选择性和特异性定义。这些观点通过嗅觉神经生物学和分子遗传学的发展得到了证实(Buck和Axel,1991年;Buck,1997a、1997b;Chess等人,1992年;Mombaerts等人,1996a)。认为存在几类嗅觉受体,它们基于分子大小、形状和电荷对化学物质具有选择性的观点,也表明单个嗅觉受体对某些类别的分子的选择性相当广泛。决定嗅觉反应的气味剂的重要分子参数将包括分子从空气到受体界面的吸附和解吸能量、分配系数以及电子供体 - 受体相互作用,这取决于分子的极化率及其分子大小和形状。动物能够感知的大量化学物质,以及它们的组合和时间变异性,使得理解大脑如何处理传入信息从而使动物能够理解其化学环境变得困难。Polak(1973年)提出了一种用于脊椎动物嗅觉的多轮廓 - 多受体位点模型,该模型预见了后来发现的一些组合编码机制。在啮齿动物(Buck和Axel,1991年)、果蝇(Sengupta等人,1996年)以及家蚕(Clyne等人,1999年;Gao和Chess,1999年)中气味受体(OR)基因的鉴定,让我们对嗅觉编码有了基本的理解,尤其是在嗅觉受体神经元(ORN)水平。单个OR是穿过嗅觉神经元纤毛细胞膜的蛋白质。似乎可能有数百种气味受体,但每个嗅觉受体神经元中只表达一种(或最多几种)。这些蛋白质家族在人类中可能由多达1000个不同的基因编码。这是一个很大的数量,约占人类基因组的2%。然而,在人类中,大多数是无活性的假基因,只有大约350个编码功能性受体。在像大鼠这样嗅觉灵敏的动物中有更多的功能基因。这些受体蛋白是一个著名受体家族的成员,称为七跨膜结构域G蛋白偶联受体(GPCRs)(见图1.2)。疏水区域(跨膜部分)与G蛋白偶联受体家族的其他成员具有最大的序列同源性。这些嗅觉受体有一些显著特征,比如第三、第四和第五跨膜结构域的序列差异,这表明了如何区分大量不同气味剂(Pilpel和Lancet,1999年)。由于缺乏关于嗅觉受体的晶体学信息,它们是基于与视紫红质的相似性进行建模。Gelis等人(2012年)发表了一些人类嗅觉受体假定结合位点的模型。在细胞膜内侧,称为G蛋白的蛋白质与嗅觉受体相关联。它们结合鸟嘌呤核苷酸——三磷酸鸟苷和二磷酸鸟苷。它们由三个亚基组成,位于质膜的内表面。它们与跨膜受体蛋白紧密相关。当一种气味剂结合时,人们认为会发生构象的变构变化,进而导致G蛋白Gα亚基的构象变化——取代结合的三磷酸鸟苷(GTP)并使其能够结合GTP。这反过来产生一个活化亚基,它与其他亚基解离并激活另一个效应分子,触发一系列事件,导致离子通道打开,细胞膜电位发生变化。当这个电位传播到细胞的基部时,它又会触发电压门控离子通道,从而产生一系列电脉冲,这些电脉冲通过嗅觉神经元的轴突传递到大脑中的处理中心。我们的理解是,哺乳动物和昆虫的嗅觉系统本质上是组合性的——每个化学刺激不是激活单个专门的受体,而是在整个嗅觉受体阵列上诱导出复杂的反应模式。对OR表达模式的研究使得剖析嗅觉的主要神经回路成为可能(Hoare等人,2011年;Imai等人,2010年;Leinwand和Chalasani,2011年;Ressler,1994年;Ressler等人,1993年;Su等人,2009年;Vassar等人,1993年)。获得的证据证实了Hildebrand及其同事讨论的哺乳动物和昆虫嗅觉系统共同设计的先前概念(Hildebrand和Shepherd,1997年;Hildebrand,2001年;Martin等人,2011年)。嗅觉系统组合设计的结果是,独特气味表征的数量不仅限于不同受体类型的数量,而是可以估计为 ,其中 对应于可用受体类型的数量, 是每个传感器可以假定的可能反应状态的数量。这受到与工作系统相关的可用信噪比参数限制(Cleland和Linster,2005年)。在复杂多变的环境中生存的脊椎动物或无脊椎动物需要使用复杂的感官系统来检测、分类和解释输入刺激的模式。描述某种刺激模式的编码机制是固有的。这样的代码可以定义为一组符号,可用于表示组织模式以及支配这些符号选择和使用的规则集。生物系统中的感觉编码机制似乎会将感觉输入的某种表示投射为神经系统高级水平上的一种模式,由此产生的神经活动随后与关于该模式或相关模式的先前经验相关。在生物系统中似乎常见的模式分类基本概念似乎是 ,即将要分类的模式与一组模板进行比较,每个类别一个模板,最接近的匹配决定分类,以及 ,即对输入模式进行多次测量,并将所得数据组合起来以做出决策。这些系统可能涉及顺序方法,即利用对某些特征评估的信息来决定接下来评估哪些特征,或者并行方法,即同时评估关于所有特征的信息,而不考虑任何特定特征的权重。生物化学感应系统在检测、识别和区分复杂化学混合物方面的卓越能力,以及在理解这些系统如何运作方面的快速进展,激发了许多研究人员和商业组织开发电子模拟物的想象力和兴趣。Persaud和Dodd(1982年)在概念上实现了使用人工设备模拟生物嗅觉的梦想,他们证明了具有部分特异性的电子化学传感器阵列可用于区分简单和复杂气味;即可以模拟嗅觉受体的组合方面,这在可区分的分析物类型数量方面可以实现显著的灵活性。这导致了“电子鼻”研究领域的蓬勃发展,并形成了许多对开发包括环境、食品、医疗、安全等广泛应用感兴趣商业企业。研究人员和公司生产了结合气体传感器阵列和模式分析技术的仪器,用于检测、识别或定量挥发性化合物。具有广泛且部分重叠选择性的化学气体传感器阵列的多变量响应可以作为一种模式或“指纹”进行处理,使用模式识别算法来区分广泛的气味或挥发性化合物。这些仪器通常由一个包含多种传感技术的气体传感器阵列、一个样品输送系统以及用于信号处理、数据采集和存储的适当电子设备组成。处理来自此类系统的数据可以分为四个连续阶段:信号预处理、降维、预测和验证。设备中包含的传感器数量相对较少,数据处理方法基于传统的化学计量学或神经网络方法来处理多变量数据。目前使用这种化学感应阵列的应用涉及诸如传感器漂移、与生物系统相比灵敏度较差以及背景气味干扰等问题。随着对生物过程的进一步理解,通过采用生物学上合理的信号处理模型,其中一些工程限制可能会减少。本章介绍生物化学感受,接着介绍人工嗅觉领域,并讨论一些可能有助于模拟生物嗅觉系统的信号处理概念。