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创伤性脑损伤神经康复模型

Models of Posttraumatic Brain Injury Neurorehabilitation

作者信息

Failla Michelle D, Wagner Amy K

Abstract

The effects of traumatic brain injury (TBI) are heterogeneous and have limited predictability, particularly in relation to neurorehabilitation. To address and treat the diverse sequelae that occur post-TBI, several experimental models have been designed to model human TBI. Yet, there is a growing gap between experimental therapeutic treatment studies and their translation to clinical TBI. As experimental models are vital to advance our understanding, management and treatment of TBI, this review aims to describe the role of experimental models in post-TBI neurorehabilitation research. We discuss important themes to consider in experimental rehabilitation modeling. Variations in models, treatment timing and chronicity, and factors like genetics, age, and gender can influence rehabilitation response and benefits. We propose more rigorous experimental rehabilitation models, integrated with a Rehabilomics-framework to examine how individual factors interact with injury to influence response to rehabilitation and outcomes following TBI, will yield important neurorehabilitation research breakthroughs and improved clinical care. TBI is a major cause of disability and death worldwide (Maas et al., 2008). The effects of TBI are heterogeneous, and in addition to damage from the direct injury, TBI facilitates the development of secondary pathologic processes in the brain, including inflammation, excitotoxicity, ischemia, edema, and many chronic secondary signaling changes (Park et al., 2008). To examine the diverse sequelae post-TBI, several experimental models, primarily in rodents, have been designed to produce injuries reflecting many components of those observed in human TBI. Experimental models are vital to the advancement of our understanding, management, and treatment of TBI. A recent example of the importance of animal models lies within work examining genetic risk factors for mortality after clinical TBI. Failla and colleagues (Failla et al., 2014) showed that genetic risk factors within the gene coding for brain-derived neurotrophic factor (BDNF) are associated with mortality risk after TBI. However, variations within the gene that reportedly increase secretion of the normally pro-survival neurotrophin were associated with reduced survival probabilities, especially in older individuals. Although this result seems to contradict reports of BDNF’s dominantly pro-survival signaling in uninjured animals, a recent study by Rostami and colleagues (2013) showed that there may actually be an injury-induced increase in BDNF’s pro-apoptotic signaling capabilities after experimental TBI. To evaluate and model this balance in BDNF signaling, and its impact on recovery post-TBI, it will be imperative to use both clinical and experimental paradigms to further contextualize and interpret the clinical genetic biomarker associations reported. While furthering our understanding of TBI mechanisms relevant to clinical care is important, there are limitations with current experimental TBI approaches. Several therapies can be neuroprotective in experimental TBI, yet most of these agents have consistently failed to translate into successful treatments in the clinic (Ikonomidou and Turski, 2002; Narayan et al., 2002). In fact, after severe TBI, only about 40% of patients have a favorable outcome (MRC CRASH Trial Collaborators et al., 2008), suggesting there is a wide gap between experimental therapeutic treatment studies and their translation to clinical TBI. This apparent disconnect may be due to heterogeneity in injury as well as a lack of consideration for covariates. Similarly, it is unclear how concurrent extracerebral injuries may influence clinical trials results (Aarabi and Simard, 2009; Kochanek and Yonas, 1999; Narayan et al., 2002). One additional limitation of successfully translating experimental clinical trials to consider is the lack of understanding of TBI as a chronic, yet rehabilitation sensitive, disease. To date, there has been a far more limited emphasis in the literature on mechanisms of chronic dysfunction after TBI. Contemporary research now suggests that TBI, in some instances including a subset of those with mild TBI (mTBI), is not simply a transient and static syndrome from which people recover, but rather a chronic and evolving disease state. Our own work suggests that TBI pathology has a dynamic time course in which secondary complications and symptoms can arise and require ongoing management (Failla et al., 2014). Within this chronic disease framework, therapeutic plasticity and recovery mechanisms interplay with ongoing neurodegenerative and other chronic state pathology to affect symptoms, complications, and function (Dixon et al., 1999; Niogi et al., 2008; Sidaros et al., 2008). Common functional impairment and disability after TBI can vary and lead to faster recovery patterns (months for motor function) (Katz et al., 1998) compared with longer recovery patterns (years for cognitive/mood recovery) (Hammond et al., 2004). This evolving understanding of the dynamic nature of TBI requires a paradigm shift in experimental TBI studies and a clear understanding of chronic states of TBI pathology and associated sequelae. However, there are numerous advantages to using established experimental models to further elucidate the mechanisms and treatment of chronic TBI through neurorehabilitation approaches. One of the most important issues is a relative lack of established neurorehabilitation methodology within the experimental literature. There are several important issues to consider when modeling neurorehabilitation strategies after experimental TBI. Many therapeutic interventions are administered briefly in experimental models, yet in clinical practice, treatments reflect a more chronic intervention period. Similarly, rehabilitation models may allow for more controlled administration compared with variable practice parameters for common rehabilitation interventions in the clinical population. Importantly, much of the experimental TBI model literature has focused on acute neuroprotection and/or management, with little consideration or understanding of how acute secondary injury and acute care practices may influence chronic TBI and neurorehabilitation effects. This lack of understanding could have important clinical implications. For example, studies suggest now that treatment with haloperidol in a limited fashion immediately following TBI may not impede recovery, but delayed administration can greatly reduce motor and cognitive recovery (Kline et al., 2007a). Given the utility of experimental models, and the need for a greater understanding of neurorehabilitation mechanisms as well as considerations and caveats for experimental rehabilitation model use, this review focuses on the current state of neurorehabilitation research in experimental TBI. We (1) provide insight into important rehabilitation-centric considerations in common TBI models, (2) summarize the current literature pairing current animal models with rehabilitation-specific interventions, and (3) identify areas of importance, impact, and improvement as a developmental guide for future integration of neurorehabilitation concepts in animal models of TBI.

摘要

创伤性脑损伤(TBI)的影响具有异质性且可预测性有限,尤其是在神经康复方面。为了应对和治疗TBI后出现的各种后遗症,人们设计了多种实验模型来模拟人类TBI。然而,实验性治疗研究与将其转化为临床TBI治疗之间的差距越来越大。由于实验模型对于推进我们对TBI的理解、管理和治疗至关重要,本综述旨在描述实验模型在TBI后神经康复研究中的作用。我们讨论了实验性康复建模中需要考虑的重要主题。模型、治疗时机和慢性程度的差异,以及遗传、年龄和性别等因素都会影响康复反应和效果。我们提出,将更严格的实验性康复模型与康复组学框架相结合,以研究个体因素如何与损伤相互作用,从而影响TBI后的康复反应和结果,这将带来重要的神经康复研究突破,并改善临床护理。TBI是全球致残和致死的主要原因之一(Maas等人,2008年)。TBI的影响具有异质性,除了直接损伤造成的损害外,TBI还会促进大脑中继发性病理过程的发展,包括炎症、兴奋性毒性、缺血、水肿以及许多慢性继发性信号变化(Park等人,2008年)。为了研究TBI后的各种后遗症,人们设计了多种主要针对啮齿动物的实验模型,以产生反映人类TBI中观察到的许多成分的损伤。实验模型对于推进我们对TBI的理解、管理和治疗至关重要。动物模型重要性的一个最新例子是在研究临床TBI后死亡的遗传风险因素的工作中。Failla及其同事(Failla等人,2014年)表明,编码脑源性神经营养因子(BDNF)的基因中的遗传风险因素与TBI后的死亡风险相关。然而,据报道,该基因中增加正常促生存神经营养因子分泌的变异与生存概率降低相关,尤其是在老年人中。尽管这一结果似乎与BDNF在未受伤动物中主要具有促生存信号的报道相矛盾,但Rostami及其同事(2013年)最近的一项研究表明,在实验性TBI后,BDNF的促凋亡信号能力实际上可能因损伤而增加。为了评估和模拟BDNF信号中的这种平衡及其对TBI后恢复的影响,必须使用临床和实验范式来进一步将所报道的临床遗传生物标志物关联置于背景中并进行解释。虽然加深我们对与临床护理相关的TBI机制的理解很重要,但当前的实验性TBI方法存在局限性。几种疗法在实验性TBI中可能具有神经保护作用,但这些药物中的大多数在临床上始终未能转化为成功的治疗方法(Ikonomidou和Turski,2002年;Narayan等人,2002年)。事实上,严重TBI后,只有约40%的患者有良好的预后(MRC CRASH试验协作组等人,2008年),这表明实验性治疗研究与将其转化为临床TBI治疗之间存在很大差距。这种明显的脱节可能是由于损伤的异质性以及对协变量的缺乏考虑。同样,目前尚不清楚并发的脑外损伤如何影响临床试验结果(Aarabi和Simard,2009年;Kochanek和Yonas,1999年;Narayan等人,2002年)。成功将实验性临床试验转化时需要考虑的另一个局限性是,缺乏将TBI理解为一种慢性但对康复敏感的疾病的认识。迄今为止,文献中对TBI后慢性功能障碍机制的关注要少得多。当代研究现在表明,在某些情况下,包括轻度TBI(mTBI)患者的一个子集,TBI不仅仅是一种人们可以从中恢复的短暂和静态综合征,而是一种慢性和不断演变的疾病状态。我们自己的研究表明,TBI病理学具有动态的时间进程,其中继发性并发症和症状可能会出现并需要持续管理(Failla等人,2014年)。在这个慢性疾病框架内,治疗可塑性和恢复机制与持续的神经退行性变和其他慢性状态病理学相互作用,以影响症状、并发症和功能(Dixon等人,1999年;Niogi等人,2008年;Sidaros等人,2008年)。TBI后常见的功能障碍和残疾可能各不相同,并导致不同的恢复模式(运动功能恢复数月)(Katz等人,1998年),与较长的恢复模式(认知/情绪恢复数年)(Hammond等人,2004年)相比。对TBI动态性质的这种不断演变的理解需要在实验性TBI研究中进行范式转变,并清楚地了解TBI病理学的慢性状态和相关后遗症。然而,使用已建立的实验模型通过神经康复方法进一步阐明慢性TBI的机制和治疗有许多优点。最重要的问题之一是实验文献中相对缺乏已建立的神经康复方法。在对实验性TBI后的神经康复策略进行建模时,有几个重要问题需要考虑。许多治疗干预在实验模型中是短期进行的,但在临床实践中,治疗反映的是一个更长的干预期。同样,与临床人群中常见康复干预的可变实践参数相比,康复模型可能允许更可控的给药。重要的是,许多实验性TBI模型文献都集中在急性神经保护和/或管理上,很少考虑或理解急性继发性损伤和急性护理实践如何影响慢性TBI和神经康复效果。这种缺乏理解可能具有重要的临床意义。例如,现在的研究表明,TBI后立即以有限的方式使用氟哌啶醇治疗可能不会阻碍恢复,但延迟给药会大大降低运动和认知恢复(Kline等人,2007a)。鉴于实验模型的实用性,以及对神经康复机制的更深入理解以及实验性康复模型使用的注意事项和警告的必要性,本综述重点关注实验性TBI中神经康复研究的现状。我们(1)深入了解常见TBI模型中以康复为中心的重要考虑因素,(2)总结当前将当前动物模型与康复特异性干预措施配对的文献,(3)确定重要性、影响和改进领域,作为未来将神经康复概念整合到TBI动物模型中的发展指南。

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