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医疗器械召回与美国食品药品监督管理局(FDA)的审批流程。

Medical device recalls and the FDA approval process.

作者信息

Zuckerman Diana M, Brown Paul, Nissen Steven E

机构信息

National Research Center for Women & Families, Washington, DC 20036, USA.

出版信息

Arch Intern Med. 2011 Jun 13;171(11):1006-11. doi: 10.1001/archinternmed.2011.30. Epub 2011 Feb 14.

Abstract

BACKGROUND

Unlike prescription drugs, medical devices are reviewed by the US Food and Drug Administration (FDA) using 2 alternative regulatory standards: (1) premarket approval (PMA), which requires clinical testing and inspections; or (2) the 510(k) process, which requires that the device be similar to a device already marketed (predicate device). The second standard is intended for devices that the FDA deems to involve low or moderate risk.

METHODS

We analyzed the FDA's high-risk List of Device Recalls from 2005 through 2009. Using FDA data, we determined whether the recalled devices were approved by the more rigorous (PMA) process, the 510(k) process, or were exempt from FDA review.

RESULTS

There were 113 recalls from 2005 through 2009 that the FDA determined could cause serious health problems or death. Only 21 of the 113 devices had been approved through the PMA process (19%). Eighty were cleared through the 510(k) process (71%), and an additional 8 were exempt from any FDA regulation (7%). Cardiovascular devices comprised the largest recall category, with 35 of the high-risk recalls (31%); two-thirds were cleared by the 510(k) process (66%; n = 23). Fifty-one percent of the high-risk recalls were in 5 other device categories: general hospital, anesthesiology, clinical chemistry, neurology, or ophthalmology.

CONCLUSIONS

Most medical devices recalled for life-threatening or very serious hazards were originally cleared for market using the less stringent 510(k) process or were considered so low risk that they were exempt from review (78%). These findings suggest that reform of the regulatory process is needed to ensure the safety of medical devices.

摘要

背景

与处方药不同,美国食品药品监督管理局(FDA)使用两种替代监管标准对医疗器械进行审查:(1)上市前批准(PMA),这需要进行临床试验和检查;或(2)510(k)程序,该程序要求该器械与已上市的器械(同类参照器械)相似。第二个标准适用于FDA认为涉及低或中度风险的器械。

方法

我们分析了FDA从2005年至2009年的高风险器械召回清单。利用FDA的数据,我们确定了召回的器械是通过更严格的(PMA)程序、510(k)程序批准的,还是免于FDA审查的。

结果

2005年至2009年共有113次召回,FDA认定这些召回可能导致严重健康问题或死亡。113件器械中只有21件通过了PMA程序批准(19%)。80件通过了510(k)程序批准(71%),另有8件免于任何FDA监管(7%)。心血管器械是最大的召回类别,有35次高风险召回(31%);其中三分之二通过了510(k)程序批准(66%;n = 23)。51%的高风险召回发生在其他5个器械类别中:综合医院、麻醉学、临床化学、神经学或眼科。

结论

因危及生命或非常严重危害而被召回的大多数医疗器械最初是通过不太严格的510(k)程序批准上市的,或者被认为风险极低而免于审查(78%)。这些发现表明,需要对监管程序进行改革以确保医疗器械的安全。

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