Institute for Biomedical Ethics, University of Basel, Basel, Switzerland.
Division of Clinical Psychology and Psychotherapy, Faculty of Psychology, University of Basel, Basel, Switzerland.
PLoS One. 2020 Nov 5;15(11):e0241865. doi: 10.1371/journal.pone.0241865. eCollection 2020.
Research ethics has traditionally been guided by well-established documents such as the Belmont Report and the Declaration of Helsinki. At the same time, the introduction of Big Data methods, that is having a great impact in behavioral research, is raising complex ethical issues that make protection of research participants an increasingly difficult challenge. By conducting 39 semi-structured interviews with academic scholars in both Switzerland and United States, our research aims at exploring the code of ethics and research practices of academic scholars involved in Big Data studies in the fields of psychology and sociology to understand if the principles set by the Belmont Report are still considered relevant in Big Data research. Our study shows how scholars generally find traditional principles to be a suitable guide to perform ethical data research but, at the same time, they recognized and elaborated on the challenges embedded in their practical application. In addition, due to the growing introduction of new actors in scholarly research, such as data holders and owners, it was also questioned whether responsibility to protect research participants should fall solely on investigators. In order to appropriately address ethics issues in Big Data research projects, education in ethics, exchange and dialogue between research teams and scholars from different disciplines should be enhanced. In addition, models of consultancy and shared responsibility between investigators, data owners and review boards should be implemented in order to ensure better protection of research participants.
研究伦理传统上受到《贝尔蒙报告》和《赫尔辛基宣言》等成熟文件的指导。与此同时,大数据方法的引入,即在行为研究中产生了巨大影响,引发了复杂的伦理问题,使得保护研究参与者成为一个日益困难的挑战。通过对瑞士和美国的学术学者进行 39 次半结构化访谈,我们的研究旨在探讨参与心理学和社会学大数据研究的学术学者的道德规范和研究实践,以了解《贝尔蒙报告》中的原则是否仍然适用于大数据研究。我们的研究表明,学者们通常认为传统原则是进行伦理数据研究的合适指南,但同时,他们也认识到并详细阐述了这些原则在实际应用中所面临的挑战。此外,由于越来越多的新参与者介入学术研究,如数据持有者和所有者,因此也有人质疑保护研究参与者的责任是否应该完全由调查人员承担。为了妥善处理大数据研究项目中的伦理问题,应该加强伦理教育,并促进研究团队和不同学科的学者之间的交流和对话。此外,应该实施顾问模式和调查人员、数据所有者和审查委员会之间的共同责任,以确保更好地保护研究参与者。