Zhang Jennifer Zhe, Nicholls Stuart G, Carroll Kelly, Nix Hayden Peter, Goldstein Cory E, Hey Spencer Phillips, Brehaut Jamie C, McLean Paul C, Weijer Charles, Fergusson Dean A, Taljaard Monica
School of Epidemiology and Public Health, University of Ottawa, Ottawa, Ontario, Canada.
Clinical Epidemiology Program, Ottawa Hospital Research Institute, Ottawa, Ontario, Canada.
J Med Ethics. 2021 Nov 15. doi: 10.1136/medethics-2021-107765.
To describe reporting of informed consent in pragmatic trials, justifications for waivers of consent and reporting of alternative approaches to standard written consent. To identify factors associated with (1) not reporting and (2) not obtaining consent.
Survey of primary trial reports, published 2014-2019, identified using an electronic search filter for pragmatic trials implemented in MEDLINE, and registered in ClinicalTrials.gov.
Among 1988 trials, 132 (6.6%) did not include a statement about participant consent, 1691 (85.0%) reported consent had been obtained, 139 (7.0%) reported a waiver and 26 (1.3%) reported consent for one aspect (eg, data collection) but a waiver for another (eg, intervention). Of the 165 trials reporting a waiver, 76 (46.1%) provided a justification. Few (53, 2.9%) explicitly reported use of alternative approaches to consent. In multivariable logistic regression analyses, lower journal impact factor (p=0.001) and cluster randomisation (p<0.0001) were significantly associated with not reporting on consent, while trial recency, cluster randomisation, higher-income country settings, health services research and explicit labelling as pragmatic were significantly associated with not obtaining consent (all p<0.0001).
Not obtaining consent seems to be increasing and is associated with the use of cluster randomisation and pragmatic aims, but neither cluster randomisation nor pragmatism are currently accepted justifications for waivers of consent. Rather than considering either standard written informed consent or waivers of consent, researchers and research ethics committees could consider alternative consent approaches that may facilitate the conduct of pragmatic trials while preserving patient autonomy and the public's trust in research.
描述实用性试验中知情同意的报告情况、同意豁免的理由以及标准书面同意的替代方法的报告情况。识别与(1)未报告和(2)未获得同意相关的因素。
对2014 - 2019年发表的主要试验报告进行调查,通过在MEDLINE中实施的实用性试验电子搜索过滤器进行识别,并在ClinicalTrials.gov上注册。
在1988项试验中,132项(6.6%)未包含关于参与者同意的声明,1691项(85.0%)报告已获得同意,139项(7.0%)报告了同意豁免,26项(1.3%)报告了在一个方面(如数据收集)获得同意但在另一个方面(如干预)豁免同意。在报告豁免同意的165项试验中,76项(46.1%)提供了理由。很少有试验(53项,2.9%)明确报告使用了同意的替代方法。在多变量逻辑回归分析中,较低的期刊影响因子(p = 0.001)和整群随机化(p < 0.0001)与未报告同意显著相关,而试验近期性、整群随机化、高收入国家背景、卫生服务研究以及明确标注为实用性试验与未获得同意显著相关(所有p < 0.0001)。
未获得同意的情况似乎在增加,并且与整群随机化的使用和实用性目标相关,但目前整群随机化和实用性都不是同意豁免的可接受理由。研究人员和研究伦理委员会不应只考虑标准书面知情同意或同意豁免,而可以考虑替代同意方法,这些方法可能有助于实用性试验的开展,同时维护患者自主权和公众对研究的信任。