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在关于干预措施效果的系统评价中,非随机研究作为随机对照试验补充性、序贯性或替代性证据的来源。

Non-randomized studies as a source of complementary, sequential or replacement evidence for randomized controlled trials in systematic reviews on the effects of interventions.

作者信息

Schünemann Holger J, Tugwell Peter, Reeves Barnaby C, Akl Elie A, Santesso Nancy, Spencer Frederick A, Shea Beverley, Wells George, Helfand Mark

机构信息

Department of Clinical Epidemiology and Biostatistics, McMaster University, Hamilton, Canada.

Department of Medicine, McMaster University, Hamilton, Canada.

出版信息

Res Synth Methods. 2013 Mar;4(1):49-62. doi: 10.1002/jrsm.1078.

Abstract

The terms applicability, generalizability, external validity and transferability are related, sometimes used interchangeably and have in common that they lack a clear and consistent definition in the classic epidemiological literature. However, all of these terms generally describe one overarching theme: whether or not available research evidence can be directly utilized to answer the healthcare questions at hand, ideally supported by a judgment about the degree of confidence for this utilization. This concept has been called directness. The objectives of this paper were to delineate how non-randomized studies (NRS) inform judgments in relation to directness and the concepts that it encompasses in the context of systematic reviews. We will briefly review what is known and describe the theoretical and practical issues as well as offer guidance to those tackling the challenges of judging directness and using research evidence to answer healthcare questions with evidence from NRS. In particular, we suggest a framework in which authors can use NRS as a complement, sequence or replacement for randomized controlled trials (RCTs) by focusing on judgments about the population, intervention, comparison and outcomes. Authors of systematic reviews will use NRS to complement judgments about the inconsistencies, the rationale and credibility of subgroup analysis, the baseline risk estimates for the determination of absolute benefits and downsides, and the directness of surrogate outcomes. This evidence includes contextual or supplementary evidence. Authors of systematic review and other summaries of the evidence use NRS as sequential evidence to provide evidence when insufficient evidence is available for an outcome from RCTs, but NRS evidence is available (e.g., long-term harms). Use of evidence from NRS may also serve to replace RCT evidence when NRS provide equivalent (or potentially higher) confidence in the evidence (i.e. quality) compared to indirect evidence from RCTs. These judgments will be made in the context of other domains that influence the overall quality of the body of evidence, including the risk of bias, publication bias (i.e. limitations in the detailed study design and execution), inconsistency, imprecision and factors that increase our confidence in effects. This article will support systematic reviewers in their interaction with decision makers, that is, those who use the systematic review to develop guidelines, address health policy makers, and make clinical decisions, by making these judgments transparent. Copyright © 2013 John Wiley & Sons, Ltd.

摘要

适用性、可推广性、外部效度和可转移性这些术语相互关联,有时可互换使用,且在经典流行病学文献中它们的共同之处在于缺乏清晰一致的定义。然而,所有这些术语通常都描述了一个总体主题:现有研究证据能否直接用于回答手头的医疗问题,理想情况下还需对这种应用的置信度进行判断作为支撑。这个概念被称为直接性。本文的目的是阐述非随机研究(NRS)如何在系统评价的背景下为与直接性及其所涵盖概念相关的判断提供信息。我们将简要回顾已知内容,描述理论和实际问题,并为那些应对判断直接性以及利用研究证据依据NRS回答医疗问题挑战的人提供指导。特别是,我们提出一个框架,作者可通过关注关于人群、干预措施、对照和结局的判断,将NRS用作随机对照试验(RCT)的补充、序列或替代。系统评价的作者将利用NRS来补充关于不一致性、亚组分析的原理和可信度、确定绝对益处和不利之处的基线风险估计以及替代结局的直接性的判断。此证据包括背景或补充证据。系统评价及其他证据总结的作者将NRS用作序列证据,在RCT对某个结局缺乏足够证据但NRS证据可用时(例如长期危害)提供证据。当NRS与来自RCT的间接证据相比能提供同等(或可能更高)的证据置信度(即质量)时,使用NRS证据也可替代RCT证据。这些判断将在影响证据总体质量的其他领域背景下做出,包括偏倚风险、发表偏倚(即详细研究设计和实施中的局限性)、不一致性、不精确性以及增强我们对效应信心的因素。本文将通过使这些判断透明化,支持系统评价者与决策者(即那些利用系统评价制定指南、与卫生政策制定者交流并做出临床决策的人)的互动。版权所有© 2013约翰威立父子有限公司。

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